Branch Manager: Scottrade

Responsibilities:

• Promote the benefits of Scottrade to prospective and current customers.
• Execute trades for customers who either walk-in or call over the phone in an accurate and professional manner.
• Provide customer service for all aspects of account maintenance.
• Keep up with reorg items, margin delinquencies; call customers to inform them of exercises, short option report, miscellaneous debits.
• Take lead information from potential customers and discuss the type of account paperwork needed with customer.
• Handle customer complaints and problems. Work with the compliance department as necessary.
• Review all branch reports.
• Keep branch statistics and P&L reports and ensure credit and charges are correct.
• Approve all paperwork before going to compliance.
• Maintain tally sheet/leads database reports/yearly summary.
  

Experience:

• 3 to 4 years of licensed discount experience with a major discount brokerage firm preferred and absolute proficiency as a stockbroker in all areas of the discount industry
• Prior management experience in brokerage industry helpful
• Minimum 4 years customer service skills
• Some travel required
  

Education:

• Bachelors degree in Finance or Business or related field or equivalent experience preferred
• A current Series 7 and Series 63 license
• Series 24 license preferred or ability to obtain the license within 30-60 days
• Clean U4 securities record

Scottrade, Inc., an equal opportunity employer, is committed to inclusion and a diverse workforce.*