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Director- BCI broker dealer policy manager: Barclays Capital
    Department Overview
The US Regulatory Reporting group is primarily responsible for financial and other periodic reporting submissions to various broker-dealer and banking supervisory authorities in the US. The group performs the following functions: ¿ Requisite capital computations for the SEC, FINRA, CFTC, FED and FSA, ¿ Is the principal interface between Barclays Capital and these supervisors with respect to financial responsibility rules (e.g., the SEC Net Capital Rule and Customer Protection Rule, Basel I), ¿ Manages supervisory examinations relating to financial/operational matters, ¿ Analyzes new products and specific transactions for financial regulatory control adherence and capital impact, ¿ Provides interpretive guidance on financial regulatory matters to business units within the firm, and ¿ Assists in managing regulatory capital and risk weighted asset limits. Main Function BCI Broker Dealer Policy support Main Duties Key member of the Broker dealer Policy team. - Supports Regulatory Reporting’s technical policy compliance with relevant regulations across all US regimes, including compliance with relevant FSA equivalent regulations. The Policy team is responsible for maintaining up-to-date methodology and procedural documentation, researching and advising on technical interpretations, and opining on regulatory implications for new business transactions. - The Policy team also liaises with Treasury and front office to optimize regulatory capital usage, manage risk-weighted asset limits, and forecast capital requirements. - The Policy team provides additional support to the Reporting teams through: - Reviewing regulatory reports prior to filings - Advising on procedural implementation of rule guidances - Managing integration matters - Documenting methodology and policies/procedures Person Requirements Essential
Preferred
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