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VP-FC-US Regulatory Reporting & Policy: Barclays Capital

Job ID17564
Company NameBarclays Capital
Job CategoryAccounting/Finance
LocationNew York, NY
Position TypeFull-Time, Employee
Experience0-1 Years Experience
Date PostedNovember 10, 2009 (Reposted Nov 16)
Barclays Capital
View Barclays Capital profile and job listings

Department Overview
The US Regulatory Reporting group is primarily responsible for financial and other periodic reporting submissions to various broker-dealer and banking supervisory authorities in the US.

The group performs the following functions:

¿ Requisite capital computations for the SEC, FINRA, CFTC, FED and FSA,

¿ Is the principal interface between Barclays Capital and these supervisors with respect to financial responsibility rules (e.g., the SEC Net Capital Rule and Customer Protection Rule, Basel I),

¿ Manages supervisory examinations relating to financial/operational matters,

¿ Analyzes new products and specific transactions for financial regulatory control adherence and capital impact,

¿ Provides interpretive guidance on financial regulatory matters to business units within the firm, and

¿ Assists in managing regulatory capital and risk weighted asset limits.



Main Function
Banking Reporting mgr

Main Duties

- Leads team that prepares Branch filings to regulators

Supports Regulatory Reporting’s adhoc and regular reporting requirements for legal entities outside of BCI (i.e. BGUS and other consolidating legal entities, and the PLC branch filings). The team is responsible for the regulatory compliance with relevant regulations, and provides detailed analysis of the data contained within the filings as well as trend comparisons from period-to-period. The team ensures that there is internal Regulatory data integrity (e.g. BGUS data in filings and its incorporation in Holding company filings as well as financial statement consistency between BGUS reports and Holding company reports), and monitors the compliance with internal and external regulatory limits and thresholds



Person Requirements

Preparing Banking filings as part of Reg reporting for a commercial bank

Liaising with regulators

Presenting to sr mgmt

Basel I rules

Financial product knowledge



For more information and to apply online, click here.


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